Both were reported recently to Maine’s Attorney General, which publishes such incidents online. LPL reported its data breach ...

LPL Financial LLC announced today that the financial advisors of Oak Bridge Financial, LLC have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. They reported ...

JPMorgan seeks restraining order against ex-advisor Kevin Sercia for allegedly soliciting clients after joining LPL Financial ...

New hire brings mix of client experience, digital and consulting chops as the independent broker-dealer behemoth leans into ...

Investors may be wondering if LPL Financial Holdings at US$364.41 is still offering value after a strong multi year share price run, or if most of the upside is already priced in. The stock has seen a ...

Elovic and Murphy join an impressive suite of leadership at LPL, following recent additions to the Management Committee, including Emily Field as chief people officer and Matt Morningstar as chief ...

Nearly six months after suddenly becoming CEO of LPL Financial, Rich Steinmeier is settling into his new role and setting his sights on a new North Star for the wealth management company. “I think the ...

In its complaint, filed yesterday in the U.S. District Court for the Southern District of Florida, JPMorgan accused Kevin J. Sercia of Stuart, Fla., of breach of contract and breach of the duty of ...

Across the wealth management industry, 2025 is shaping up to be a very busy recruiting year. The reason? Nearly 3,000 financial advisors managing $285 billion in assets for one of the most respected ...

Cetera welcomes financial advisor Kim Ramchandani and her deeply personal, relationship-driven approach to financial planning ...

LPL Financial has informed the SEC that it plans to raise up to $4 billion in capital through the sale of common stock and debt securities. The broker-dealer submitted an S-3 filing with the agency on ...

Even as LPL commits to keeping Commonwealth Financial Network mostly intact after buying it later this year, it is pruning its executive and back-office ranks in its home office and its Atria ...