Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities ...
Trade group urges Chair Paul Atkins to use existing authority to modernize disclosure rules for digital delivery for ...
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SEC’s Caroline Crenshaw exit fuels Bitcoin and XRP rally—why the all-Republican panel could push crypto higher in 2026
The SEC’s Caroline Crenshaw crypto saga ended on January 2, 2026, when the agency's last Democratic commissioner officially ...
SEC proposal would increase the number of investment advisors classified as small entities under new rules. The threshold ...
The SEC could unveil the final versions of dozens of its rules as early as April, according to the White House Office of Management and Budget. The potential final rules include those restricting ...
The IRS issued the proposed regulations to reflect changes made by H.R. 1 to the threshold for backup withholding for ...
Welcome to SEC Roundup, a bimonthly video series by former Securities and Exchange Commission senior trial counsels Nick Morgan and Tom Zaccaro, founders of the nonprofit advocacy group Investor ...
As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...
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