On November 17, 2025, the staff of the Division of Trading and Markets (the “Staff”) of the U.S. Securities and Exchange Commission (“SEC”) issued no-action relief permitting a registered ...
The Commodity Futures Trading Commission (CFTC) has issued no-action relief permitting reliance on the 2020 Cross-Border Rule’s definitions of “U.S. person” and “guarantee” for certain cross-border ...
Discover how equitable relief works as a court-granted remedy, compelling action or restraint when typical legal remedies fall short of providing sufficient restitution.
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